PROCESS & FEES:
4. Ongoing Service
At RockWealth LLP we foster and develop long-standing, collaborative relationships with our clients. This involves regularly reviewing your financial plans, and evolving and sustaining your strategies in response to on-going legal and fiscal changes.
We will agree separately the level of on-going services at the time of, or prior to, making our recommendation(s) to you. Typically, our costs are 0.75% per annum subject to a £1,875 per annum minimum and are based on the value of your investment(s) at each 12-month anniversary, and are paid pro-rata in arrears.
The amount you pay will fluctuate with the value of your investment; if your investment increases in value the amount you pay us will also increase and if your investment falls in value the amount you pay us will reduce. Any change to the level of services throughout this agreement will result in a pro-rata charge being applied.
RockWealth also offer a fixed fee for our ongoing service which may prove more cost effective for you than our standard charging model.
Should you decide to cancel our agreement to provide on-going services you must provide written confirmation of your decision and we will cease your payments for these services within 7 business days and after collection of any due proportion of any period charges.
All charges listed above can be deducted from your investments or paid directly by you. You should note that when paid through the investments it may reduce your personal tax thresholds and/or exemption levels. Where this happens we will discuss it with you and confirm it in your suitability report.